SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
FOSTER JAMES C

(Last) (First) (Middle)
251 BALLARDVALE STREET

(Street)
WILMINGTON MA 01887

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CHARLES RIVER LABORATORIES INTERNATIONAL INC [ CRL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman, President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/25/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/25/2019 M 24,008 A $88.05 307,652 D
Common Stock 02/25/2019 M 20,295 A $109.34 327,947 D
Common Stock 02/25/2019 S(1) 200 D $144.11 327,747 D
Common Stock 02/25/2019 S(1) 300 D $144.115 327,447 D
Common Stock 02/25/2019 S(1) 100 D $144.145 327,347 D
Common Stock 02/25/2019 S(1) 400 D $144.16 326,947 D
Common Stock 02/25/2019 S(1) 300 D $144.18 326,647 D
Common Stock 02/25/2019 S(1) 200 D $144.28 326,447 D
Common Stock 02/25/2019 S(1) 46 D $144.285 326,401 D
Common Stock 02/25/2019 S(1) 400 D $144.31 326,001 D
Common Stock 02/25/2019 S(1) 400 D $144.32 325,601 D
Common Stock 02/25/2019 S(1) 200 D $144.33 325,401 D
Common Stock 02/25/2019 S(1) 600 D $144.35 324,801 D
Common Stock 02/25/2019 S(1) 500 D $144.36 324,301 D
Common Stock 02/25/2019 S(1) 142 D $144.365 324,159 D
Common Stock 02/25/2019 S(1) 509 D $144.37 323,650 D
Common Stock 02/25/2019 S(1) 300 D $144.375 323,350 D
Common Stock 02/25/2019 S(1) 12 D $144.385 323,338 D
Common Stock 02/25/2019 S(1) 300 D $144.39 323,038 D
Common Stock 02/25/2019 S(1) 210 D $144.4 322,828 D
Common Stock 02/25/2019 S(1) 156 D $144.405 322,672 D
Common Stock 02/25/2019 S(1) 1,000 D $144.42 321,672 D
Common Stock 02/25/2019 S(1) 20 D $144.425 321,652 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) $88.05 02/25/2019 M 24,008 02/24/2018 02/24/2022 Common Stock 24,008 $0 48,017 D
Stock Options (Right to Buy) $109.34 02/25/2019 M 20,295 02/23/2019 02/23/2023 Common Stock 20,295 $0 60,886 D
Explanation of Responses:
1. This sale occurred pursuant to a 10b5-1 Trading Plan.
/s/ James C. Foster 02/26/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.