SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Creamer Victoria L

(Last) (First) (Middle)
251 BALLARDVALE STREET

(Street)
WILMINGTON MA 01887

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/20/2020
3. Issuer Name and Ticker or Trading Symbol
CHARLES RIVER LABORATORIES INTERNATIONAL, INC. [ CRL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & Chief People Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 5,879(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) 02/01/2020 02/01/2024 Common Stock 4,290(2) 124.13 D
Stock Options (Right to Buy) 02/22/2020 02/22/2024 Common Stock 6,761(3) 144.67 D
Stock Options (Right to Buy) 05/29/2021 05/29/2030 Common Stock 5,571(4) 179.66 D
Explanation of Responses:
1. Consists of: (a) 754 shares of common stock; (b) 5,125 unvested restricted stock units which vest as follows: 755 on Feb 1, 2021, 397 on Feb 22, 2021, 417 on May 9, 2021, 755 on Feb 1, 2022, 396 on Feb 22, 2022, 418 on May 29, 2022, 755 on Feb 1, 2023, 397 on Feb 22, 2023, 417 on May 29, 2023 and 418 on May 29, 2024.
2. 1,072 Stock Options have vested as of the reporting date. The remaining 3,218 stock options will vest as follows: 1,073 on Feb 1, 2021, 1,072 on Feb 1, 2022 and 1,073 on Feb 1, 2023.
3. 1,690 Stock Options have vested as of the reporting date. The remaining 5,071 stock options will vest as follows: 1,690 on Feb 22, 2021, 1,690 on Feb 22, 2022 and 1,691 on Feb 22, 2023.
4. Stock Options will vest as follows: 1,392 on May 29, 2021, 1,393 on May 29, 2022, 1,393 on May 29, 2023 and 1,393 on May 29, 2024.
/s/ Victoria L. Creamer 10/28/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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